For Financial advisors, RIAs, and wealth managers
AI chatbot for financial advisors — RIA intake, FAQ, fiduciary compliant
Your RIA website gets prospects asking the same five questions — "what's your minimum?", "how do you charge?", "do you take retirement clients?" — every week. They want answers immediately, not "schedule a 30-min intro call." Ashh.ai answers from your real published content, qualifies prospects (assets, age, retirement timeline), and routes qualified leads to your CRM.
Trained on your firm + ADV
Upload your firm overview, ADV Part 2 brochure (public disclosure), fee schedule, planning process. Bot answers "how do you charge?" accurately, citing your actual published fee structure.
Prospect qualification with screening
Bot captures qualifying info (investable assets, age, retirement timeline, planning needs). Routes to your CRM (Wealthbox, Redtail, Salesforce Financial Services Cloud, HubSpot) via webhook. Hot prospects (above minimum + planning need + timeline) flagged for immediate follow-up.
SEC + state-RIA compliance aware
Bot informs (from your published content + ADV) but does not advise. Standard disclaimers fire on substantive advice questions: "this requires a financial planning engagement; let me capture your details." SEC + state-RIA marketing rule friendly.
Multi-advisor firm support
On Team tier, run separate bots per advisor or per service line (financial planning, investment management, tax planning, estate planning). Workspace-level access controls for compliance officer review.
Questions Financial advisors, RIAs, and wealth managers ask
Will it give investment advice we'll be liable for under SEC rules?+
No. The bot quotes your published ADV + firm content; does not generate new investment advice. Same compliance model as the law-firms use case: inform, don't advise. Disclaimers fire on substantive questions.
How does it integrate with Wealthbox / Redtail / Salesforce?+
Webhook handoff. Bot captures prospect info → webhook → CRM creates a Contact + Activity with bot transcript attached. Field mapping (assets, age, planning need) configurable per-bot.
What about SEC Marketing Rule compliance?+
Bot content is grounded in your published disclosure documents (ADV, firm brochure, fee schedule). It doesn't generate hypothetical performance claims or unsubstantiated promises. Configure your compliance officer to review bot conversations periodically.
Can it answer questions about specific securities or funds?+
It can quote your published content. It does not provide individualized recommendations on specific securities — that crosses into investment-advisor activity requiring engagement. Disclaimers handle this gracefully.
Try it on your financial site in 5 minutes.
Free tier is genuinely free. No card required to ship a bot.